Posts Tagged ‘#appointedrepresentatives’
Charting A Path Towards a Safer, IT-Compliant Future of Financial Services in the UK and EU
In the future, regulatory IT compliance will undoubtedly change with technological developments. New technologies like AI and blockchain are opening a new world of possibilities, but this also means that the sector can barely innovate freely without some changes in regulatory rules designed to help financial institutionskeep security in check.
Read MoreSYSC 13.7: Context for Appointed Representatives Using Microsoft 365
Understanding FCA Handbook SYSC 13.7 and its Importance for Appointed Representatives Using Microsoft 365 The Financial Conduct Authority (FCA) Handbook is a set of rules for financial firms in the UK, ensuring they operate safely and fairly. SYSC 13.7, part of this handbook, mandates firms to have robust risk control systems. Book a Call Regulatory…
Read More